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Where do your rates come from?

Turn your default and loss history into model assumptions. Choose a method below, then replace the example with your own observations.

What happened, by grade

Best grade at the top. The order is the model — each grade's estimate is taken over itself and everything worse than it.

GradeBorrowersDefaultsObserved rate
0.00%
0.00%
1.11%
6.32%

These are example figures, not your data — a book where the two best grades have never had a default. Type over them.

90%Higher means you want to be more certain the real rate is no worse than the figure you use, so the figure gets larger. Supervisory practice sits between 50% and 95%.

Your probabilities of default

An upper confidence bound, not a best estimate. Deliberately conservative, and describe it that way wherever it reaches a disclosure.

Grades A and BBB have never had a default across 730 borrowers — and the answer is still not zero. At 90% confidence the rate to use is 1.29% and 2.21%. That is a figure you can put a reason behind, which an observed rate of zero is not.
GradeObservedBorrowers usedDefaults usedPD to use
A0.00%1,00581.290%
BBB0.00%58582.212%
BB1.11%27584.682%
B6.32%95610.823%

Each grade is measured over itself and every worse grade — that is why the borrower counts fall as you go down. A grade with no defaults of its own cannot be measured on its own, but a scale ordered by credit quality says its rate is at most that of everything below it, and that is enough. It also means the result cannot come out with a better grade riskier than a worse one, which an ungrouped calculation does whenever the top grade is small.

Put these rates into the model

Written into one sector's through-the-cycle curve, with this calibration recorded as its basis. It becomes a draft change, reviewable and reversible like any other.

These are still the shipped example figures. Type your own default history into the table above and this becomes available — demonstration numbers must not enter a model under a basis that calls them your experience.